An AGLC Inspector who is aware of an alleged violation may prepare an Incident Report detailing the circumstances.
The Incident Report will be dated when all evidence has been obtained and the investigation is finalized.
A copy of the Incident Report will be hand-delivered or mailed to the registrant within 17 working days of the date it is finalized.
The President & Chief Executive Officer or delegate may propose an administrative sanction or refer the Incident Report to the Board for review and decision where circumstances warrant (see Subsection 5.2).
On reviewing an Incident Report, the Board may decide to impose an administrative sanction with or without a hearing (See Subsections 5.2 and 5.3).